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Following the introduction of Financial Services Reform in 2003, Licenced Australian Financial Services businesses moved into a self reporting regulatory system. Under this reform, business are required to implement and maintain stringent processes and procedures to ensure their compliance with community expectations, regulatory and legislative requirements as well as those detailed in Codes of Practice. Failure to maintain this compliance can result in enforceable undertakings, imposition of additional licence conditions or at worse suspension or cancellation of AFS Licences. With over 25 years industry experience, we specialise in the provision of a range of business services to small to medium sized businesses within the General Insurance Industry and hold experience in dealing with and responding to Regulator requests and surveillance. Whether you want to outsource the entire process, work with us, or do the work yourself, our experienced consultants can provide you with the level of assistance you need. |
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© Copyright 2010. Viv Jones ABN 94 931 172 381.
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